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Staying true to the overall vision of CEC: Using Theories of Change

19/3/2018

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It’s hard to plan a journey unless you have some idea of where you are going and what route you’re going to take to get there. When your journey involves creating some kind of social change or transformation then a map is imperative (if only to stop you paddling in circles).

Theory of Change is an excellent mapping tool. We use it to help our groups articulate their vision and to plan the pathway of change that’s going to get them there. It’s particularly helpful for us to use the theories of change to build a picture of how each of the funded activities link to our own CEC theory of change.

On the internet are a range of resources that will help you create a theory of change. We’ve also learned a few things whilst developing our theories of change that we thought would be worth sharing:

1.      There isn’t a one size fits all model.
Early on, we imagined that we would create one template, and fit the different theories of change into that. If only it were that easy. What we found along the way is that as each group is different, so are their theories of change – not only in what they look like but in how different people approach them and the different things they want to pay attention to.


2.      If it looks good, chances are it will make it to the wall.
The best place for a Theory of Change is the wall – preferably one that lots of people walk past or look at. Being on the wall gives everyone a constant reminder of where it is they’re supposed to be heading and helps keep a tight focus on the vision and outcomes.

3.      Sometimes it’s easier to have no process.
There are a lot of resources out there to help create a theory of change, but we found the easiest process was to simply ask two questions*, and then to write furiously while they were answered. Once that was done, together we organised the outcomes into time frames and then agreed on what it might look like.


4.      Our projects are developmental, and their theories of change might adapt in response to learning and priorities.
And we’re OK with that.


Introducing our theories of change

Each of our groups has their own theory of change. Whilst they look different, what they all have in common is a pathway of change from the beginning or initial stages of the project to a 20 year vision. 

​Overall CEC theory of change
Vision: To disrupt disadvantage, leading to a more just and equitable society

The focus of the  CEC theory of change is on how our activities and behaviours impact systems-level outcomes by using a series of statements that outline behaviours (“if we”), activities (“by”) and outcomes (“then”). Statements are arranged around six areas of focus that the committee believes make the greatest contribution to the provision of relevant, positive and quality education in communities.
PictureOverall CEC theory of change

Te Hā o Mātauranga, Learning in Kaikōura
Vision: Our community having the skills and choices to live the life they want

This theory of change presents the short, medium and long term outcomes as a series of interconnected stepping stones, which are supported by ways of working (‘we will do this by’, ‘this will lead to’) and “how” statements. All this is guided by the vision.
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Te Hā o Mātauranga, Learning in Kaikōura theory of change

​Ranui Action Project

Vision: Reduce disadvantage leading to a more just and equitable society

The Ranui theory of change is separated into four pathways: Cultural identity; relationships and connections; skills and knowledge and contribution. Outcomes for each pathway are organised into time frames (short – medium – long term), and the arrows are used to show how these are interconnected. Incidentally, Ranui chose to adopt the vision of the JR McKenzie Trust as their own vision.
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Ranui theory of change

​Muaūpoko Tribal Authority
Vision: Tamariki and Rangatahi who are well supported and strong in their Muaūpoko identity 

This simple theory of change uses an “if, then” series of outcomes to show how each outcome builds on the next. A logic model sits in behind the theory of change which details the inputs, activities, and outputs.
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​Whanganui Learning Centre
Vision is at the centre. A emphasis on ground-up and developmental ways of working is echoed by the flow of the changes (from the outside in). Considers how the project influences outcomes at the individual, local and national levels. Note that this theory of change is still under development as the Learning Centre have taken it back to their community for feedback. 
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*The two basic questions we use are:
1. Let's imagine that in 20 years time you are sitting on a chair on your front porch looking out over your community, feeling very happy and proud about what you are looking at. What does that look like? What are your the people doing? How are they feeling?
​2. What needed to change between now and then to make that happen?
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Evidence-based decision-making - what works to grow CEC

20/2/2018

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The CEC project is led by a governing committee, who oversee funding and strategic decisions. Recently, the committee has moved from managing risk, to engaging risk. They are not afraid of engaging with ideas and projects that are new, untested and unproven. But their decisions are not made in an information vacuum.

The more time we spend working with CEC, the more we learn, which leads to new ideas about what might work to make change. This evidence is shared with the committee and our groups, to help support and plan for long term activity to support educational success.

In the interests of supporting other communities groups to disrupt disadvantage by strengthening the connections between communities and education, we have compiled some evidence around different ways of working, what is involved, the pros and cons, and likelihood of achieving CEC goals with these activities:
  • ​Creating a School Curriculum
  • ​One-off activities
  • ​Community mobilisation
  • ​Community participation in schools
  • Whānau Ora
  • Fostering social connections for Pasifika
  • ​Community revitalisation/community building/community development
  • ​Information and communication technology hubs
  • ​Computers and devices in homes

A basic table of the evidence we have collected so far is presented below, or you can download a copy of our evidence document (with sources and additional resources) here.
Project Type
Time and Resource Requirements
Strengths of the approach (evidence)
Challenges of the approach (evidence)
Desired impact for CEC
Creating a school curriculum
Time intensive in development phase (less intensive once complete but on-going improvement and evaluation needed). 
​

Need skilled and knowledgeable community members.
Community supports education and learnings reinforced in community settings (Uemura, 1999).​
Identifying people within the school system willing to support this approach​.
​
Time and resourcing for community knowledge holders to participate. ​
High, if learning supported in community settings also.
One-off activities
Time intensive
Short-term
Useful to build momentum behind an initiative in the initial stages.
Little evidence of effectiveness. ​
Low, without a broader strategy
Community mobilisation
Long-term.
​I
ntensity ebbs and flows with activity
Increases the visibility of projects within communities, making learning spaces outside traditional school settings more inclusive
Complex and long-term strategy
Promising but little education- specific evidence
Community participation in schools
Long-term.
Intensity ebbs and flows with activity.
Schools, families, and communities partnerships can improve school programs and school climate; provide family services and support; increase parents’ skills and leadership; connect families with others in the school and in the community; help teachers with their work.
Resistance amongst teachers, families and communities not willing to get involved, and power imbalances. 
Medium but school focused rather than community focussed.
Whānau Ora –Māori ​
Long-term. Intensity ebbs and flows with activity.
 
Connections to whānau, marae, hapu and iwi. Resources to support local groups.
Social networks provide important opportunities for children’s learning –developing a sense of cultural identity and belonging, feelings of wellbeing. 
.
High
Fostering social connections for Pasifika ​
Long-term. Intensity ebbs and flows with activity.
 
Connections to Pasifika community groups and leaders. Resources to support local groups.
When communities work together to support learning, children tend to do better in school, stay in school longer, and like school more. ​
.
High
Community revitalisation/ community building/ community development
Need to build coalitions and engage skilled people. 
Children need stable lives to learn, schools need to understand children’s living environments.​
Complex problems to address e.g. housing; power imbalances between school, families and community; low SES areas often lack resources. 
High
Information and communication technology hubs
High investment in set up
 
Ongoing resourcing to run and maintain the hub (e.g. coordinators salary)
Highly attractive resource especially in low SES communities
 
Fosters a community of learners
Public access facilities are important but their value can be limited to those willing or able to use them and this model should not be an exclusive solution.
Low
Computers and devices in homes
Medium if in partnership with IT companies
 
Coordination, skilled trainers
Access to ICTs in the home appears to provide significant benefits and these benefits increase for children when usage is successfully and overtly linked to school curriculum.
Project sustainability and scalability can be at risk where the only funding options are project based and temporal. 
Medium
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Paddling ducks vs. surfing penguins - a tight-loose-tight approach to social change

27/10/2017

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PictureDucklings: Paddling in circles
There is this inspirational quote that says “be like a duck. Calm on the surface but paddling like the dickens underneath”. I don’t know who first said this – but clearly they didn’t spend much time paddling. It’s tiring. And boring. And it doesn’t matter how calm you look if you’re just paddling in circles.

Projects that focus too tightly on their activities are duck projects. There is a lot of busy paddling happening, but the outcomes and the vision often get forgotten about in the busyness of doing. Very little learning or reflection happens; these too are lost in the busyness of having to keep yourself above water. 


It’s very easy to fall into duck mode when you’re trying to create innovative social change. A far more effective model is the one used by the surfing Gentoo penguins. These surfing birds keep their eye on the horizon so they can see the swell and anticipate the wave set. They look to the shore to know how far they can ride the wave before hitting the sand or the reef below. And then when a wave comes that looks promising, then and only then, do they paddle like heck.

These penguins use what we like to call a tight-loose-tight approach.
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A ‘tight loose tight’ project is one where there is a tight focus on the project vision, a loose focus on the way the goals might be achieved (the activities), and a tight focus on outcomes. This approach is visualised below:
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PictureSurfing - more fun than paddling
This approach uses a learning culture in which insights and feedback are discussed and there is an openness to adjusting the prototype, trying new ways of working and failing fast. Innovation is held lightly and these important questions are asked constantly:
  • Check: In what ways have the activities we have undertaken helped us towards achieving our vision? What differences have we made? And for whom? How do we know?
  • Reflect: What’s working? What looks promising? What’s not working?
  • Adapt: To achieve our outcomes, what do we need to do more of? Less of? Differently?

​Activities that aren’t working towards the vision or to support intended outcomes are therefore changed, adapted or let go entirely as there is no point spending time and energy on paddling just for the sake of paddling.
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Take a bit of time to think about your social innovation project and activities. Are you paddling crazily like a duck, or surfing like a penguin? If you find yourself quacking under the pressure, it might be time to think about doing things a bit differently.


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Tracking multiple projects

27/9/2017

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CEC is sometimes a bit tricky to describe. It has a name (Connecting Education and Communities), so that’s helpful. It has several agreed aims, principles and values. That's helpful too. But if we are ever actually asked the question “so what does CEC actually look like,” we hesitate.

Because it looks so different in each community. And as each community is developing and changing their project all the time, it makes it hard to pin down a description of what’s happening that lasts for longer than a couple of months.

As a project team, we’ve learned to be comfortable with this diverse and ever-changing reality. But we also have a committee that we report to, who need good information to help make decisions. We have a theory of change and an evaluation framework, which needs good information to help us understand what difference we are making. We have other stakeholders, including our groups, who like to know what’s going on.

​The thing is - we don't want to overburden our groups with reporting. We fund them to create connections, to innovate, to collaborate, to reflect, to make a difference and understand what differences they are making, and for whom. We'd really rather they didn't spend their time writing reports for us on how they are doing this. However we also need to make sure that our groups are on track and that things are going OK for them.

​So we started looking for a solution. We needed to find a way for our groups to 'report', without reporting. We wanted it to be visual, to allow creativity and allow multiple people to view, and use. We needed different levels of access permission so that our groups could confidently share what's working, as well as what isn't. It also needed to be super easy to use. Most importantly it needed to be free.

After some time spent looking, and testing, we settled on Trello. 
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One of our Trello boards
Trello is a collaboration tool that gives us a visual overview of what’s happening across all our projects. Each of our funded projects has a series of boards that they can update regularly. These boards not only enable us, and our committee, to see what’s happening, they also offer each group a way to tell their stories of change and track their projects over time.

Purists use Trello to project manage, but we find it equally useful as as an evaluation and reflection tool. We don’t have lists of things to do. Instead, we use it to share what we’re learning, to celebrate our successes, and show others what we are up to.

​Most importantly, it's allowed us to track and visualise multiple projects. If you are looking for a tracking, reflection and evaluation tool for multiple projects then we would recommend considering Trello as an option.
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The Connecting Education and Communities (CEC) project is supported and coordinated by the
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